1.1 Upper bounds for sets

To introduce the completeness axiom, we need some preliminary definitions concerning the order structure \leq on the real line.

Definition 1.1.

Let AA\subseteq\mathbb{R}.

  1. 1

    We say xx\in\mathbb{R} is an upper bound for AA if axa\leq x for all aAa\in A.

  2. 2

    We say AA is bounded above if there exists an upper bound xx\in\mathbb{R} for AA.

To understand this definition, we consider some examples.

Example 1.2.

Consider the set A:={a:0a1}A:=\{a\in\mathbb{R}:0\leq a\leq 1\} of all numbers lying between 0 and 11. The number 11 is an upper bound for AA since a1a\leq 1 for all aAa\in A. Thus, since there exists an upper bound, the set AA is bounded above.

Example 1.3.

The set A:={6n2+n+4n2+2n+1:n}\displaystyle A:=\bigg{\{}\frac{6n^{2}+n+4}{n^{2}+2n+1}:n\in\mathbb{N}\bigg{\}} is bounded above.

Proof.

Let nn\in\mathbb{N}. Since n1n\geq 1, we have n2nn^{2}\geq n. Thus,

06n2+n+46n2+n2+4n2=11n2andn2+2n+1n2>0.0\leq 6n^{2}+n+4\leq 6n^{2}+n^{2}+4n^{2}=11n^{2}\quad\text{and}\quad n^{2}+2n+% 1\geq n^{2}>0.

Combining these observations,

06n2+n+4n2+2n+111n2n2=110\leq\frac{6n^{2}+n+4}{n^{2}+2n+1}\leq\frac{11n^{2}}{n^{2}}=11

and so 1111 is an upper bound for AA. Since an upper bound exists, AA is bounded above. ∎

Exercise 1.4.

Show that A:={n+58n27:n}\displaystyle A:=\bigg{\{}\frac{n+5}{8n^{2}-7}:n\in\mathbb{N}\bigg{\}} is bounded above.

Example 1.5.

The set of natural numbers \mathbb{N} is not bounded above.

Proof.

If xx\in\mathbb{R} with x0x\leq 0, then 11\in\mathbb{N} and 1>x1>x, so xx is not an upper bound for \mathbb{N}.

Given xx\in\mathbb{R} with x>0x>0, we may consider the number a:=x+1a:=\lceil x\rceil+1\in\mathbb{N}, where x\lceil x\rceil is the least integer mm satisfying mxm\geq x. Then aa satisfies a>xa>x. Thus, xx is not an upper bound for \mathbb{N}.

Since we have shown every xx\in\mathbb{R} is not an upper bound for \mathbb{N}, we conclude that \mathbb{N} is not bounded above. ∎

Remark 1.6 (Quantifiers).

Definition 1.1 involves the expressions for all and there exists, which we have underlined for emphasis. These expressions have a very precise meaning in mathematics, and are called quantifiers. Sometimes quantifiers are written in shorthand: the symbol \forall is used to denote for all and the symbol \exists is used to denote there exists.11 1 For instance, we could rewrite the first part of Definition 1.1 as: xx\in\mathbb{R} is an upper bound for AA if axa\leq x \forall aAa\in A. However, in these notes we shall tend to be explicit and avoid the use of such symbols.

When we negate a for all statement, it becomes a there exists statement. For instance, to show 1/21/2 is not an upper bound for AA in Example 1.2, we just need to show there exists some aAa\in A with a1/2a\not\leq 1/2 (in particular, a=1a=1 works).

When we negate a there exists statement, it becomes a for all statement. For instance, to show \mathbb{N} is not bounded above in Example 1.5 we need to show that for all nn\in\mathbb{N} there exists some aa\in\mathbb{N} such that n<an<a.

We shall work with quantifiers a lot throughout this course, and one of the main difficulties students often have is to understand how strings of quantifiers work together. For this reason, we shall often highlight the role of for all and there exists in our definitions and theorems and provide exercises to help build quantifier fluency.

Exercise 1.7.

Considering the following two statements:

  1. (I)

    For all students SS, the height of student SS is at least 1.71.7 meters;

  2. (II)

    There exists a student SS such that the height of student SS is at least 1.71.7 meters.

Which of (I) and (II) is true for students in this class? What are the negations of these statements? Do the negations hold for the class?